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HighMark Capital Management DisclosureImportant Information about HighMark Capital Management, Inc. HighMark Capital Management, Inc., a registered investment adviser (HighMark), is a wholly-owned subsidiary of Union Bank, N.A (Union Bank). HighMark manages institutional separate account portfolios for a wide variety of for-profit and non-profit organizations, public agencies, public and private retirement plans, and personal trusts of all sizes. It also serves as investment adviser for mutual funds, common trust funds, and collective investment trusts and also sub-advises certain of Union Bank’s collective funds. Union Bank, a subsidiary of UnionBanCal Corporation, provides certain services to HighMark and is compensated for these services. Investments employing HighMark strategies are not bank deposits, are not FDIC insured or guaranteed by any agency of the U.S. government, and may involve risk, including the loss of principal. HighMark Capital Management's Anti-Money Laundering Certification HighMark Capital Management, Inc. (“HCM”) has established and continues to maintain an Anti-Money Laundering Program reasonably designed to ensure that HCM is in compliance with all applicable laws, rules and regulations related to anti-money laundering and anti-terrorist financing initiatives. Please click the following link to view and/or print a certification from HighMark Capital Management’s Chief Compliance Officer. HighMark Capital Management AML Certification HighMark Capital Management’s Form ADV Part 2A This Form ADV Part 2A (“the Brochure”) provides information about the qualifications and business practices of HighMark Capital Management, Inc. If you have any questions about the contents of this brochure, please contact us at 1-800-582-4734. The information in this brochure has not been approved or verified by the United States Securities and Exchange Commission or by any state securities authority. |